Dedicated and regulatory-savvy Compliance and Data Protection Officer with over a decade of progressive experience in capital market operations, regulatory compliance, and data privacy across investment and securities firms. A skilled strategist in ensuring institutional adherence to Securities and Exchange Commission (SEC), Nigerian Exchange (NGX), and other regulatory frameworks, with a proven record of shielding organizations from penalties and litigation through proactive risk assessment, process monitoring, and effective reporting systems.
Holds a B.Sc. (Ed) in Accounting from Olabisi Onabanjo University (2009) and is a Designate Compliance Professional with the Compliance Institute of Nigeria (CIN), a Registered Sponsored Individual with the SEC, and a Certified Data Protection Officer. Currently pursuing MBA and Chartered Accountant (ICAN) certification. She has attained a Proficiency Certificate in Management from the Nigerian Institute of Management (NIM).
Currently serves as Compliance Officer at Networth Portfolio and Asset Management Ltd, responsible for SEC regulatory returns, AML/CFT program implementation, client transaction reviews, data protection monitoring (NDPR compliance), and stakeholder engagement with SEC and other regulators. Previous roles include Compliance Officer at Interstate Securities Ltd, Forthright Securities and Rostrum Investments where she led risk-based compliance initiatives, KYC/KYE enforcement, statutory filings, and policy compliance monitoring.
Recognized for timely regulatory submissions, safeguarding company interests through diligent reconciliation, and seamless client onboarding compliance. Adept at using Folio, Calmtech, Adej, Global Suite, and Sage 50 Accounting software, with exceptional interpersonal and analytical skills in managing compliance operations from ground-level controls to executive decision-making.
